SFC Licences of LAM Kuen 林娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MY.Alpha Management HK Advisors Limited | RE | 9 | 18 October 2023 | |
Athos Capital Limited | RE | 9 | 30 March 2021 | 30 September 2023 |
Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 | RE | 9 | 30 November 2016 | 08 October 2019 |
Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 | RE | 1 | 30 November 2016 | 08 October 2019 |
Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 | RE | 9 | 06 January 2011 | 02 May 2016 |
Titan Capital Services Limited | RE | 9 | 19 November 2010 | 31 December 2010 |
DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 | RE | 9 | 27 January 2010 | 26 July 2010 |
Oasis Management (Hong Kong) | RE | 4 | 16 May 2006 | 04 December 2008 |
Oasis Management (Hong Kong) | RE | 5 | 16 May 2006 | 04 December 2008 |
Oasis Management (Hong Kong) | RE | 9 | 16 May 2006 | 04 December 2008 |