SFC Licenceholders of Oasis Management (Hong Kong)

Email
OasisCompliance@hk.oasiscm.com
Website
www.oasiscm.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
AGARWAL Barun RE 9 05 March 2009 16 August 2011
AGARWAL Barun RE 5 05 March 2009 16 August 2011
AGARWAL Barun RE 4 05 March 2009 16 August 2011
AGARWAL Barun RO 9 14 September 2004 05 March 2009
AGARWAL Barun RO 5 14 September 2004 05 March 2009
AGARWAL Barun RO 4 14 September 2004 05 March 2009
BRICK Freddy Saul RE 4 25 March 2011 27 May 2013
BRICK Freddy Saul RE 5 25 March 2011 27 May 2013
BRICK Freddy Saul RE 9 25 March 2011 27 May 2013
CHAN Joey 陳祖兒 RE 9 22 February 2016 27 May 2016
CHAN Joey 陳祖兒 RE 5 22 February 2016 27 May 2016
CHAN Joey 陳祖兒 RE 4 22 February 2016 27 May 2016
CHEN Fei 陳飛 RE 9 11 March 2008 30 October 2008
CHEN Fei 陳飛 RE 4 11 March 2008 30 October 2008
CHEN Fei 陳飛 RE 5 11 March 2008 30 October 2008
CHEN Stanley RE 4 05 October 2007 30 October 2008
CHEN Stanley RE 5 05 October 2007 30 October 2008
CHEN Stanley RE 9 05 October 2007 30 October 2008
CHEN Tian Yi 陳天翼 RE 9 14 December 2018 28 February 2019
CHEN Tian Yi 陳天翼 RE 5 14 December 2018 28 February 2019
CHEN Tian Yi 陳天翼 RE 4 14 December 2018 28 February 2019
CHEN Yifan 陳一帆 RE 4 19 November 2018 31 December 2021
CHEN Yifan 陳一帆 RE 5 19 November 2018 31 December 2021
CHEN Yifan 陳一帆 RE 9 19 November 2018 31 December 2021
CHEUNG Chi Hin, Cyrus 張子軒 RE 4 01 August 2016 24 November 2023
CHEUNG Chi Hin, Cyrus 張子軒 RE 5 01 August 2016 24 November 2023
CHEUNG Chi Hin, Cyrus 張子軒 RE 9 01 August 2016 24 November 2023
CHUNG Tak Yee, Samantha 鍾德懿 RE 4 04 September 2006 25 July 2007
CHUNG Tak Yee, Samantha 鍾德懿 RE 5 04 September 2006 25 July 2007
CHUNG Tak Yee, Samantha 鍾德懿 RE 9 04 September 2006 25 July 2007
DE SAINT-EXUPERY Jinus RE 9 16 October 2007 29 November 2007
DOMNITZ Yonatan Avram RE 9 16 July 2012
DOMNITZ Yonatan Avram RE 5 16 July 2012
DOMNITZ Yonatan Avram RE 4 16 July 2012
FISCHER Seth Hillel RE 5 12 April 2006 11 September 2008
FISCHER Seth Hillel RO 9 11 September 2008
FISCHER Seth Hillel RO 5 11 September 2008
FISCHER Seth Hillel RO 4 11 September 2008
FISCHER Seth Hillel RE 9 12 April 2006 11 September 2008
FISCHER Seth Hillel RE 4 12 April 2006 11 September 2008
FONG Tsz Kam, Jacob 方梓鑑 RE 4 04 October 2012
FONG Tsz Kam, Jacob 方梓鑑 RE 5 04 October 2012
FONG Tsz Kam, Jacob 方梓鑑 RE 9 04 October 2012
FOO Hui Fang 符慧芳 RE 4 05 July 2007 30 October 2008
FOO Hui Fang 符慧芳 RE 9 05 July 2007 30 October 2008
FOO Hui Fang 符慧芳 RE 5 05 July 2007 30 October 2008
GHOZALI Nasrine Khadidja RO 4 13 May 2016
GHOZALI Nasrine Khadidja RE 4 17 March 2016 13 May 2016
GHOZALI Nasrine Khadidja RE 5 17 March 2016 13 May 2016
GHOZALI Nasrine Khadidja RE 9 17 March 2016 13 May 2016
GHOZALI Nasrine Khadidja RO 9 13 May 2016
GHOZALI Nasrine Khadidja RO 5 13 May 2016
GHOZALI Nasrine Khadidja RE 5 12 August 2008 05 March 2010
GHOZALI Nasrine Khadidja RE 4 12 August 2008 05 March 2010
GHOZALI Nasrine Khadidja RE 9 12 August 2008 05 March 2010
GILL Kevin RE 4 23 March 2006 31 March 2007
GILL Kevin RE 5 23 March 2006 31 March 2007
GILL Kevin RE 9 23 March 2006 31 March 2007
GUAN Ruicheng 管瑞成 RE 9 28 July 2020
GUAN Ruicheng 管瑞成 RE 5 28 July 2020
GUAN Ruicheng 管瑞成 RE 4 28 July 2020
GUPTA Anurag RE 9 19 December 2006 30 June 2016
GUPTA Anurag RE 5 19 December 2006 30 June 2016
GUPTA Anurag RE 4 19 December 2006 30 June 2016
HALL Taylor Amanda RE 9 23 January 2018 02 June 2022
HALL Taylor Amanda RE 5 23 January 2018 02 June 2022
HALL Taylor Amanda RE 4 23 January 2018 02 June 2022
HSU Jonathan Shawn 許瑞生 RE 5 18 October 2007 05 September 2008
HSU Jonathan Shawn 許瑞生 RE 9 18 October 2007 05 September 2008
HSU Jonathan Shawn 許瑞生 RE 4 18 October 2007 05 September 2008
HUANG Rawen Zhi Hong 黃志鴻 RO 9 13 July 2020 30 November 2022
HUANG Rawen Zhi Hong 黃志鴻 RE 5 16 September 2019 30 November 2022
HUANG Rawen Zhi Hong 黃志鴻 RE 4 16 September 2019 30 November 2022
HUANG Rawen Zhi Hong 黃志鴻 RE 9 23 July 2018 13 July 2020
HUANG Rawen Zhi Hong 黃志鴻 RE 4 22 May 2012 25 August 2014
HUANG Rawen Zhi Hong 黃志鴻 RE 5 22 May 2012 25 August 2014
HUANG Rawen Zhi Hong 黃志鴻 RE 9 22 May 2012 25 August 2014
ITO Junichi RE 9 28 February 2014 08 December 2014
ITO Junichi RE 5 28 February 2014 08 December 2014
ITO Junichi RE 4 28 February 2014 08 December 2014
KANAI Kentaro 金井健太郎 RE 9 28 November 2018 05 March 2020
KANAI Kentaro 金井健太郎 RE 5 28 November 2018 05 March 2020
KANAI Kentaro 金井健太郎 RE 4 28 November 2018 05 March 2020
KANEKO Satsuki RE 5 04 August 2006 11 February 2009
KANEKO Satsuki RE 9 04 August 2006 11 February 2009
KANEKO Satsuki RE 4 04 August 2006 11 February 2009
KENTER Joshua Kyle RE 4 09 March 2009 06 July 2009
KENTER Joshua Kyle RE 5 09 March 2009 06 July 2009
KENTER Joshua Kyle RE 9 09 March 2009 06 July 2009
KHATRI Waqas A RE 4 20 June 2007 07 June 2010
KHATRI Waqas A RE 5 20 June 2007 07 June 2010
KHATRI Waqas A RE 9 20 June 2007 07 June 2010
KIM Dae Ho RE 4 25 May 2007 01 January 2008
KIM Dae Ho RE 5 25 May 2007 01 January 2008
KIM Dae Ho RE 9 25 May 2007 01 January 2008
KO Denise Chi Heng 高志恆 RE 9 12 November 2012 04 April 2014
KO Denise Chi Heng 高志恆 RE 5 12 November 2012 04 April 2014
KO Denise Chi Heng 高志恆 RE 4 12 November 2012 04 April 2014
KO Denise Chi Heng 高志恆 RE 9 30 March 2011 20 May 2012
KO Denise Chi Heng 高志恆 RE 5 30 March 2011 20 May 2012
KO Denise Chi Heng 高志恆 RE 4 30 March 2011 20 May 2012
KO Denise Chi Heng 高志恆 RE 9 14 August 2007 03 March 2009
KO Denise Chi Heng 高志恆 RE 5 14 August 2007 03 March 2009
KO Denise Chi Heng 高志恆 RE 4 14 August 2007 03 March 2009
KOO Hung Yuan, Kevin 顧弘源 RE 9 01 August 2006 04 May 2007
KOO Hung Yuan, Kevin 顧弘源 RE 5 05 August 2005 04 May 2007
KOO Hung Yuan, Kevin 顧弘源 RE 4 05 August 2005 04 May 2007
KWOK Wai Ting, Wendy 郭瑋婷 RE 9 20 June 2018 20 February 2019
LAM Kuen 林娟 RE 4 16 May 2006 04 December 2008
LAM Kuen 林娟 RE 5 16 May 2006 04 December 2008
LAM Kuen 林娟 RE 9 16 May 2006 04 December 2008
LEE Seung Hoon RE 4 11 March 2008 04 September 2008
LEE Seung Hoon RE 5 11 March 2008 04 September 2008
LEE Seung Hoon RE 9 11 March 2008 04 September 2008
LEUNG Andrew Hong-chuen 梁匡全 RE 5 01 June 2015
LEUNG Andrew Hong-chuen 梁匡全 RE 4 01 June 2015
LEUNG Andrew Hong-chuen 梁匡全 RE 9 01 June 2015
LEUNG Karen Hoi Huen 梁愷昍 RE 9 22 January 2007 10 February 2012
LEUNG Karen Hoi Huen 梁愷昍 RE 4 22 January 2007 10 February 2012
LEUNG Karen Hoi Huen 梁愷昍 RE 5 22 January 2007 10 February 2012
LI Tze Fung, Patrick 李子鋒 RO 9 23 March 2010
LI Tze Fung, Patrick 李子鋒 RO 5 23 March 2010
LI Tze Fung, Patrick 李子鋒 RO 4 23 March 2010
LI Tze Fung, Patrick 李子鋒 RE 4 14 August 2007 23 March 2010
LI Tze Fung, Patrick 李子鋒 RE 5 14 August 2007 23 March 2010
LI Tze Fung, Patrick 李子鋒 RE 9 14 August 2007 23 March 2010
LOW Michael Brian RE 4 15 May 2006 18 December 2009
LOW Michael Brian RE 5 15 May 2006 18 December 2009
LOW Michael Brian RE 9 15 May 2006 18 December 2009
LUO Yiwen 羅儀雯 RE 4 30 August 2016 09 December 2016
LUO Yiwen 羅儀雯 RE 5 30 August 2016 09 December 2016
LUO Yiwen 羅儀雯 RE 9 30 August 2016 09 December 2016
MA Jui Hsiang 馬瑞祥 RE 4 28 July 2008 31 March 2010
MA Jui Hsiang 馬瑞祥 RE 5 28 July 2008 31 March 2010
MA Jui Hsiang 馬瑞祥 RE 9 28 July 2008 31 March 2010
MAK Hon Kuen, Peter 麥漢權 RE 9 23 March 2006 11 August 2006
MAK Hon Kuen, Peter 麥漢權 RE 4 23 March 2006 11 August 2006
MAK Hon Kuen, Peter 麥漢權 RE 5 23 March 2006 11 August 2006
MATSUMOTO Iori RE 9 20 January 2020
MATSUMOTO Iori RE 5 20 January 2020
MATSUMOTO Iori RE 4 20 January 2020
MCCREIGHT Edward Robert RO 9 18 September 2008 31 March 2010
MCCREIGHT Edward Robert RO 5 18 September 2008 31 March 2010
MCCREIGHT Edward Robert RO 4 18 September 2008 31 March 2010
MCCREIGHT Edward Robert RE 4 27 December 2007 18 September 2008
MCCREIGHT Edward Robert RE 5 27 December 2007 18 September 2008
MCCREIGHT Edward Robert RE 9 27 December 2007 18 September 2008
MEYER Phillip Michael RO 9 07 June 2022
MEYER Phillip Michael RO 5 07 June 2022
MEYER Phillip Michael RO 4 07 June 2022
MIYAZAKI-ROSS James Masami 宮崎正巳 RE 9 31 March 2023
MIYAZAKI-ROSS James Masami 宮崎正巳 RE 5 31 March 2023
MIYAZAKI-ROSS James Masami 宮崎正巳 RE 4 31 March 2023
MORRIS Robert 銘陽 RE 9 05 December 2016
MORRIS Robert 銘陽 RE 4 05 December 2016
MORRIS Robert 銘陽 RE 5 05 December 2016
NEMET-NEJAT Rafael Jacob RE 4 02 June 2006 30 July 2008
NEMET-NEJAT Rafael Jacob RE 9 02 June 2006 30 July 2008
NEMET-NEJAT Rafael Jacob RE 5 02 June 2006 30 July 2008
NG Gordon Ching Hang 吳政亨 RE 4 05 June 2014 22 September 2016
NG Gordon Ching Hang 吳政亨 RE 5 05 June 2014 22 September 2016
NG Gordon Ching Hang 吳政亨 RE 9 05 June 2014 22 September 2016
ONG Boon Kin, Lloyd 王文景 RE 9 16 June 2008 10 February 2009
ONG Boon Kin, Lloyd 王文景 RE 5 16 June 2008 10 February 2009
ONG Boon Kin, Lloyd 王文景 RE 4 16 June 2008 10 February 2009
ONG Hsing Jen, Eddie RE 9 19 December 2006 02 January 2008
ONG Hsing Jen, Eddie RE 5 19 December 2006 02 January 2008
ONG Hsing Jen, Eddie RE 4 19 December 2006 02 January 2008
PAN Jiayi 潘嘉毅 RE 9 05 October 2022
PAN Jiayi 潘嘉毅 RE 5 05 October 2022
PAN Jiayi 潘嘉毅 RE 4 05 October 2022
ROSENBLATT Jason Michael RE 4 28 February 2007 05 March 2010
ROSENBLATT Jason Michael RE 9 28 February 2007 05 March 2010
ROSENBLATT Jason Michael RE 5 28 February 2007 05 March 2010
SAITOWITZ Paul RE 9 24 October 2016 08 March 2019
SAITOWITZ Paul RE 5 24 October 2016 08 March 2019
SAITOWITZ Paul RE 4 24 October 2016 08 March 2019
SHANMUGANATHAN Rajesh RE 9 18 January 2008 05 September 2011
SHIGAKI Takuya RE 9 28 June 2017 15 June 2018
SHIGAKI Takuya RE 5 28 June 2017 15 June 2018
SHIGAKI Takuya RE 4 28 June 2017 15 June 2018
SHOGHI Alexander Azim RO 9 23 March 2010 09 February 2012
SHOGHI Alexander Azim RO 5 23 March 2010 09 February 2012
SHOGHI Alexander Azim RO 4 23 March 2010 09 February 2012
SHOGHI Alexander Azim RE 9 23 March 2006 23 March 2010
SHOGHI Alexander Azim RE 5 23 March 2006 23 March 2010
SHOGHI Alexander Azim RE 4 23 March 2006 23 March 2010
TAKAHASHI Akane RE 9 20 January 2023
TAKAHASHI Akane RE 5 20 January 2023
TAKAHASHI Akane RE 4 20 January 2023
TAN Christopher Nghee Huat RE 5 05 October 2007 27 June 2008
TAN Christopher Nghee Huat RE 4 05 October 2007 27 June 2008
TAN Christopher Nghee Huat RE 9 05 October 2007 27 June 2008
TAN Wee Lee 陳偉利 RE 4 18 January 2008 03 March 2010
TAN Wee Lee 陳偉利 RE 5 18 January 2008 03 March 2010
TAN Wee Lee 陳偉利 RE 9 18 January 2008 03 March 2010
TANG Marvin Chak Yuen 鄧澤源 RE 4 09 September 2013
TANG Marvin Chak Yuen 鄧澤源 RE 5 09 September 2013
TANG Marvin Chak Yuen 鄧澤源 RE 9 09 September 2013
TU James Xinjun RO 9 14 September 2004 21 December 2009
TU James Xinjun RO 5 14 September 2004 21 December 2009
TU James Xinjun RO 4 14 September 2004 21 December 2009
UTSUMI Soichi RE 5 27 June 2016 30 June 2018
UTSUMI Soichi RE 9 27 June 2016 30 June 2018
UTSUMI Soichi RE 4 27 June 2016 30 June 2018
WEINGARTEN Assaf Vivian RE 5 23 December 2020
WEINGARTEN Assaf Vivian RE 4 23 December 2020
WEINGARTEN Assaf Vivian RE 9 26 November 2020
WONG Man Yee Paula 黃雯誼 RE 5 27 December 2007 30 October 2008
WONG Man Yee Paula 黃雯誼 RE 4 27 December 2007 30 October 2008
WONG Man Yee Paula 黃雯誼 RE 9 27 December 2007 30 October 2008
WOSNER Daniel Charles RE 9 03 May 2016
WOSNER Daniel Charles RE 4 03 May 2016
WOSNER Daniel Charles RE 5 14 October 2016
WU Ronald Ka Wai 吳嘉偉 RE 9 17 February 2021
WU Ronald Ka Wai 吳嘉偉 RE 5 17 February 2021
WU Ronald Ka Wai 吳嘉偉 RE 4 17 February 2021
YU Wai Kwan, Tina 余慧君 RE 9 27 July 2007 09 February 2009
YU Wai Kwan, Tina 余慧君 RE 5 27 July 2007 09 February 2009
YU Wai Kwan, Tina 余慧君 RE 4 27 July 2007 09 February 2009
ZENG Binwei 曾彬瑋 RE 9 07 November 2018
ZENG Binwei 曾彬瑋 RE 5 07 November 2018
ZENG Binwei 曾彬瑋 RE 4 25 October 2018
ZHANG Jingting 張婧婷 RE 9 10 June 2019 31 December 2021
ZHANG Jingting 張婧婷 RE 5 10 June 2019 31 December 2021
ZHANG Jingting 張婧婷 RE 4 10 June 2019 31 December 2021
ZHU Jiayi 朱佳懿 RE 9 20 November 2017 30 November 2022
ZHU Jiayi 朱佳懿 RE 5 20 November 2017 30 November 2022
ZHU Jiayi 朱佳懿 RE 4 20 November 2017 30 November 2022
ZUO Jie 左杰 RE 4 28 March 2013 17 May 2016
ZUO Jie 左杰 RE 5 28 March 2013 17 May 2016
ZUO Jie 左杰 RE 9 28 March 2013 17 May 2016