SFC Licenceholders of Oasis Management (Hong Kong)
- OasisCompliance@hk.oasiscm.com
- Website
- www.oasiscm.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AGARWAL Barun | RE | 9 | 05 March 2009 | 16 August 2011 |
| AGARWAL Barun | RE | 5 | 05 March 2009 | 16 August 2011 |
| AGARWAL Barun | RE | 4 | 05 March 2009 | 16 August 2011 |
| AGARWAL Barun | RO | 9 | 14 September 2004 | 05 March 2009 |
| AGARWAL Barun | RO | 5 | 14 September 2004 | 05 March 2009 |
| AGARWAL Barun | RO | 4 | 14 September 2004 | 05 March 2009 |
| BRICK Freddy Saul | RE | 4 | 25 March 2011 | 27 May 2013 |
| BRICK Freddy Saul | RE | 5 | 25 March 2011 | 27 May 2013 |
| BRICK Freddy Saul | RE | 9 | 25 March 2011 | 27 May 2013 |
| CHAN Joey 陳祖兒 | RE | 9 | 22 February 2016 | 27 May 2016 |
| CHAN Joey 陳祖兒 | RE | 5 | 22 February 2016 | 27 May 2016 |
| CHAN Joey 陳祖兒 | RE | 4 | 22 February 2016 | 27 May 2016 |
| CHEN Fei 陳飛 | RE | 9 | 11 March 2008 | 30 October 2008 |
| CHEN Fei 陳飛 | RE | 4 | 11 March 2008 | 30 October 2008 |
| CHEN Fei 陳飛 | RE | 5 | 11 March 2008 | 30 October 2008 |
| CHEN Stanley | RE | 4 | 05 October 2007 | 30 October 2008 |
| CHEN Stanley | RE | 5 | 05 October 2007 | 30 October 2008 |
| CHEN Stanley | RE | 9 | 05 October 2007 | 30 October 2008 |
| CHEN Tian Yi 陳天翼 | RE | 9 | 14 December 2018 | 28 February 2019 |
| CHEN Tian Yi 陳天翼 | RE | 5 | 14 December 2018 | 28 February 2019 |
| CHEN Tian Yi 陳天翼 | RE | 4 | 14 December 2018 | 28 February 2019 |
| CHEN Yifan 陳一帆 | RE | 4 | 19 November 2018 | 31 December 2021 |
| CHEN Yifan 陳一帆 | RE | 5 | 19 November 2018 | 31 December 2021 |
| CHEN Yifan 陳一帆 | RE | 9 | 19 November 2018 | 31 December 2021 |
| CHEUNG Chi Hin, Cyrus 張子軒 | RE | 4 | 01 August 2016 | 24 November 2023 |
| CHEUNG Chi Hin, Cyrus 張子軒 | RE | 5 | 01 August 2016 | 24 November 2023 |
| CHEUNG Chi Hin, Cyrus 張子軒 | RE | 9 | 01 August 2016 | 24 November 2023 |
| CHUNG Tak Yee, Samantha 鍾德懿 | RE | 4 | 04 September 2006 | 25 July 2007 |
| CHUNG Tak Yee, Samantha 鍾德懿 | RE | 5 | 04 September 2006 | 25 July 2007 |
| CHUNG Tak Yee, Samantha 鍾德懿 | RE | 9 | 04 September 2006 | 25 July 2007 |
| DE SAINT-EXUPERY Jinus | RE | 9 | 16 October 2007 | 29 November 2007 |
| DOMNITZ Yonatan Avram | RE | 9 | 16 July 2012 | |
| DOMNITZ Yonatan Avram | RE | 5 | 16 July 2012 | |
| DOMNITZ Yonatan Avram | RE | 4 | 16 July 2012 | |
| FISCHER Seth Hillel | RE | 5 | 12 April 2006 | 11 September 2008 |
| FISCHER Seth Hillel | RO | 9 | 11 September 2008 | |
| FISCHER Seth Hillel | RO | 5 | 11 September 2008 | |
| FISCHER Seth Hillel | RO | 4 | 11 September 2008 | |
| FISCHER Seth Hillel | RE | 9 | 12 April 2006 | 11 September 2008 |
| FISCHER Seth Hillel | RE | 4 | 12 April 2006 | 11 September 2008 |
| FONG Tsz Kam, Jacob 方梓鑑 | RE | 4 | 04 October 2012 | |
| FONG Tsz Kam, Jacob 方梓鑑 | RE | 5 | 04 October 2012 | |
| FONG Tsz Kam, Jacob 方梓鑑 | RE | 9 | 04 October 2012 | |
| FOO Hui Fang 符慧芳 | RE | 4 | 05 July 2007 | 30 October 2008 |
| FOO Hui Fang 符慧芳 | RE | 9 | 05 July 2007 | 30 October 2008 |
| FOO Hui Fang 符慧芳 | RE | 5 | 05 July 2007 | 30 October 2008 |
| GHOZALI Nasrine Khadidja | RO | 4 | 13 May 2016 | |
| GHOZALI Nasrine Khadidja | RE | 4 | 17 March 2016 | 13 May 2016 |
| GHOZALI Nasrine Khadidja | RE | 5 | 17 March 2016 | 13 May 2016 |
| GHOZALI Nasrine Khadidja | RE | 9 | 17 March 2016 | 13 May 2016 |
| GHOZALI Nasrine Khadidja | RO | 9 | 13 May 2016 | |
| GHOZALI Nasrine Khadidja | RO | 5 | 13 May 2016 | |
| GHOZALI Nasrine Khadidja | RE | 5 | 12 August 2008 | 05 March 2010 |
| GHOZALI Nasrine Khadidja | RE | 4 | 12 August 2008 | 05 March 2010 |
| GHOZALI Nasrine Khadidja | RE | 9 | 12 August 2008 | 05 March 2010 |
| GILL Kevin | RE | 4 | 23 March 2006 | 31 March 2007 |
| GILL Kevin | RE | 5 | 23 March 2006 | 31 March 2007 |
| GILL Kevin | RE | 9 | 23 March 2006 | 31 March 2007 |
| GUAN Ruicheng 管瑞成 | RE | 9 | 28 July 2020 | |
| GUAN Ruicheng 管瑞成 | RE | 5 | 28 July 2020 | |
| GUAN Ruicheng 管瑞成 | RE | 4 | 28 July 2020 | |
| GUPTA Anurag | RE | 9 | 19 December 2006 | 30 June 2016 |
| GUPTA Anurag | RE | 5 | 19 December 2006 | 30 June 2016 |
| GUPTA Anurag | RE | 4 | 19 December 2006 | 30 June 2016 |
| HALL Taylor Amanda | RE | 9 | 23 January 2018 | 02 June 2022 |
| HALL Taylor Amanda | RE | 5 | 23 January 2018 | 02 June 2022 |
| HALL Taylor Amanda | RE | 4 | 23 January 2018 | 02 June 2022 |
| HSU Jonathan Shawn 許瑞生 | RE | 5 | 18 October 2007 | 05 September 2008 |
| HSU Jonathan Shawn 許瑞生 | RE | 9 | 18 October 2007 | 05 September 2008 |
| HSU Jonathan Shawn 許瑞生 | RE | 4 | 18 October 2007 | 05 September 2008 |
| HUANG Rawen Zhi Hong 黃志鴻 | RO | 9 | 13 July 2020 | 30 November 2022 |
| HUANG Rawen Zhi Hong 黃志鴻 | RE | 5 | 16 September 2019 | 30 November 2022 |
| HUANG Rawen Zhi Hong 黃志鴻 | RE | 4 | 16 September 2019 | 30 November 2022 |
| HUANG Rawen Zhi Hong 黃志鴻 | RE | 9 | 23 July 2018 | 13 July 2020 |
| HUANG Rawen Zhi Hong 黃志鴻 | RE | 4 | 22 May 2012 | 25 August 2014 |
| HUANG Rawen Zhi Hong 黃志鴻 | RE | 5 | 22 May 2012 | 25 August 2014 |
| HUANG Rawen Zhi Hong 黃志鴻 | RE | 9 | 22 May 2012 | 25 August 2014 |
| ITO Junichi | RE | 9 | 28 February 2014 | 08 December 2014 |
| ITO Junichi | RE | 5 | 28 February 2014 | 08 December 2014 |
| ITO Junichi | RE | 4 | 28 February 2014 | 08 December 2014 |
| KANAI Kentaro 金井健太郎 | RE | 9 | 28 November 2018 | 05 March 2020 |
| KANAI Kentaro 金井健太郎 | RE | 5 | 28 November 2018 | 05 March 2020 |
| KANAI Kentaro 金井健太郎 | RE | 4 | 28 November 2018 | 05 March 2020 |
| KANEKO Satsuki | RE | 5 | 04 August 2006 | 11 February 2009 |
| KANEKO Satsuki | RE | 9 | 04 August 2006 | 11 February 2009 |
| KANEKO Satsuki | RE | 4 | 04 August 2006 | 11 February 2009 |
| KENTER Joshua Kyle | RE | 4 | 09 March 2009 | 06 July 2009 |
| KENTER Joshua Kyle | RE | 5 | 09 March 2009 | 06 July 2009 |
| KENTER Joshua Kyle | RE | 9 | 09 March 2009 | 06 July 2009 |
| KHATRI Waqas A | RE | 4 | 20 June 2007 | 07 June 2010 |
| KHATRI Waqas A | RE | 5 | 20 June 2007 | 07 June 2010 |
| KHATRI Waqas A | RE | 9 | 20 June 2007 | 07 June 2010 |
| KIM Dae Ho | RE | 4 | 25 May 2007 | 01 January 2008 |
| KIM Dae Ho | RE | 5 | 25 May 2007 | 01 January 2008 |
| KIM Dae Ho | RE | 9 | 25 May 2007 | 01 January 2008 |
| KO Denise Chi Heng 高志恆 | RE | 9 | 12 November 2012 | 04 April 2014 |
| KO Denise Chi Heng 高志恆 | RE | 5 | 12 November 2012 | 04 April 2014 |
| KO Denise Chi Heng 高志恆 | RE | 4 | 12 November 2012 | 04 April 2014 |
| KO Denise Chi Heng 高志恆 | RE | 9 | 30 March 2011 | 20 May 2012 |
| KO Denise Chi Heng 高志恆 | RE | 5 | 30 March 2011 | 20 May 2012 |
| KO Denise Chi Heng 高志恆 | RE | 4 | 30 March 2011 | 20 May 2012 |
| KO Denise Chi Heng 高志恆 | RE | 9 | 14 August 2007 | 03 March 2009 |
| KO Denise Chi Heng 高志恆 | RE | 5 | 14 August 2007 | 03 March 2009 |
| KO Denise Chi Heng 高志恆 | RE | 4 | 14 August 2007 | 03 March 2009 |
| KOO Hung Yuan, Kevin 顧弘源 | RE | 9 | 01 August 2006 | 04 May 2007 |
| KOO Hung Yuan, Kevin 顧弘源 | RE | 5 | 05 August 2005 | 04 May 2007 |
| KOO Hung Yuan, Kevin 顧弘源 | RE | 4 | 05 August 2005 | 04 May 2007 |
| KWOK Wai Ting, Wendy 郭瑋婷 | RE | 9 | 20 June 2018 | 20 February 2019 |
| LAM Kuen 林娟 | RE | 4 | 16 May 2006 | 04 December 2008 |
| LAM Kuen 林娟 | RE | 5 | 16 May 2006 | 04 December 2008 |
| LAM Kuen 林娟 | RE | 9 | 16 May 2006 | 04 December 2008 |
| LEE Seung Hoon | RE | 4 | 11 March 2008 | 04 September 2008 |
| LEE Seung Hoon | RE | 5 | 11 March 2008 | 04 September 2008 |
| LEE Seung Hoon | RE | 9 | 11 March 2008 | 04 September 2008 |
| LEUNG Andrew Hong-chuen 梁匡全 | RE | 5 | 01 June 2015 | |
| LEUNG Andrew Hong-chuen 梁匡全 | RE | 4 | 01 June 2015 | |
| LEUNG Andrew Hong-chuen 梁匡全 | RE | 9 | 01 June 2015 | |
| LEUNG Karen Hoi Huen 梁愷昍 | RE | 9 | 22 January 2007 | 10 February 2012 |
| LEUNG Karen Hoi Huen 梁愷昍 | RE | 4 | 22 January 2007 | 10 February 2012 |
| LEUNG Karen Hoi Huen 梁愷昍 | RE | 5 | 22 January 2007 | 10 February 2012 |
| LI Tze Fung, Patrick 李子鋒 | RO | 9 | 23 March 2010 | |
| LI Tze Fung, Patrick 李子鋒 | RO | 5 | 23 March 2010 | |
| LI Tze Fung, Patrick 李子鋒 | RO | 4 | 23 March 2010 | |
| LI Tze Fung, Patrick 李子鋒 | RE | 4 | 14 August 2007 | 23 March 2010 |
| LI Tze Fung, Patrick 李子鋒 | RE | 5 | 14 August 2007 | 23 March 2010 |
| LI Tze Fung, Patrick 李子鋒 | RE | 9 | 14 August 2007 | 23 March 2010 |
| LOW Michael Brian | RE | 4 | 15 May 2006 | 18 December 2009 |
| LOW Michael Brian | RE | 5 | 15 May 2006 | 18 December 2009 |
| LOW Michael Brian | RE | 9 | 15 May 2006 | 18 December 2009 |
| LUO Yiwen 羅儀雯 | RE | 4 | 30 August 2016 | 09 December 2016 |
| LUO Yiwen 羅儀雯 | RE | 5 | 30 August 2016 | 09 December 2016 |
| LUO Yiwen 羅儀雯 | RE | 9 | 30 August 2016 | 09 December 2016 |
| MA Jui Hsiang 馬瑞祥 | RE | 4 | 28 July 2008 | 31 March 2010 |
| MA Jui Hsiang 馬瑞祥 | RE | 5 | 28 July 2008 | 31 March 2010 |
| MA Jui Hsiang 馬瑞祥 | RE | 9 | 28 July 2008 | 31 March 2010 |
| MAK Hon Kuen, Peter 麥漢權 | RE | 9 | 23 March 2006 | 11 August 2006 |
| MAK Hon Kuen, Peter 麥漢權 | RE | 4 | 23 March 2006 | 11 August 2006 |
| MAK Hon Kuen, Peter 麥漢權 | RE | 5 | 23 March 2006 | 11 August 2006 |
| MATSUMOTO Iori | RE | 9 | 20 January 2020 | |
| MATSUMOTO Iori | RE | 5 | 20 January 2020 | |
| MATSUMOTO Iori | RE | 4 | 20 January 2020 | |
| MCCREIGHT Edward Robert | RO | 9 | 18 September 2008 | 31 March 2010 |
| MCCREIGHT Edward Robert | RO | 5 | 18 September 2008 | 31 March 2010 |
| MCCREIGHT Edward Robert | RO | 4 | 18 September 2008 | 31 March 2010 |
| MCCREIGHT Edward Robert | RE | 4 | 27 December 2007 | 18 September 2008 |
| MCCREIGHT Edward Robert | RE | 5 | 27 December 2007 | 18 September 2008 |
| MCCREIGHT Edward Robert | RE | 9 | 27 December 2007 | 18 September 2008 |
| MEYER Phillip Michael | RO | 9 | 07 June 2022 | |
| MEYER Phillip Michael | RO | 5 | 07 June 2022 | |
| MEYER Phillip Michael | RO | 4 | 07 June 2022 | |
| MIYAZAKI-ROSS James Masami 宮崎正巳 | RE | 9 | 31 March 2023 | |
| MIYAZAKI-ROSS James Masami 宮崎正巳 | RE | 5 | 31 March 2023 | |
| MIYAZAKI-ROSS James Masami 宮崎正巳 | RE | 4 | 31 March 2023 | |
| MORRIS Robert 銘陽 | RE | 9 | 05 December 2016 | |
| MORRIS Robert 銘陽 | RE | 4 | 05 December 2016 | |
| MORRIS Robert 銘陽 | RE | 5 | 05 December 2016 | |
| NEMET-NEJAT Rafael Jacob | RE | 4 | 02 June 2006 | 30 July 2008 |
| NEMET-NEJAT Rafael Jacob | RE | 9 | 02 June 2006 | 30 July 2008 |
| NEMET-NEJAT Rafael Jacob | RE | 5 | 02 June 2006 | 30 July 2008 |
| NG Gordon Ching Hang 吳政亨 | RE | 4 | 05 June 2014 | 22 September 2016 |
| NG Gordon Ching Hang 吳政亨 | RE | 5 | 05 June 2014 | 22 September 2016 |
| NG Gordon Ching Hang 吳政亨 | RE | 9 | 05 June 2014 | 22 September 2016 |
| ONG Boon Kin, Lloyd 王文景 | RE | 9 | 16 June 2008 | 10 February 2009 |
| ONG Boon Kin, Lloyd 王文景 | RE | 5 | 16 June 2008 | 10 February 2009 |
| ONG Boon Kin, Lloyd 王文景 | RE | 4 | 16 June 2008 | 10 February 2009 |
| ONG Hsing Jen, Eddie | RE | 9 | 19 December 2006 | 02 January 2008 |
| ONG Hsing Jen, Eddie | RE | 5 | 19 December 2006 | 02 January 2008 |
| ONG Hsing Jen, Eddie | RE | 4 | 19 December 2006 | 02 January 2008 |
| PAN Jiayi 潘嘉毅 | RE | 9 | 05 October 2022 | |
| PAN Jiayi 潘嘉毅 | RE | 5 | 05 October 2022 | |
| PAN Jiayi 潘嘉毅 | RE | 4 | 05 October 2022 | |
| ROSENBLATT Jason Michael | RE | 4 | 28 February 2007 | 05 March 2010 |
| ROSENBLATT Jason Michael | RE | 9 | 28 February 2007 | 05 March 2010 |
| ROSENBLATT Jason Michael | RE | 5 | 28 February 2007 | 05 March 2010 |
| SAITOWITZ Paul | RE | 9 | 24 October 2016 | 08 March 2019 |
| SAITOWITZ Paul | RE | 5 | 24 October 2016 | 08 March 2019 |
| SAITOWITZ Paul | RE | 4 | 24 October 2016 | 08 March 2019 |
| SHANMUGANATHAN Rajesh | RE | 9 | 18 January 2008 | 05 September 2011 |
| SHIGAKI Takuya | RE | 9 | 28 June 2017 | 15 June 2018 |
| SHIGAKI Takuya | RE | 5 | 28 June 2017 | 15 June 2018 |
| SHIGAKI Takuya | RE | 4 | 28 June 2017 | 15 June 2018 |
| SHOGHI Alexander Azim | RO | 9 | 23 March 2010 | 09 February 2012 |
| SHOGHI Alexander Azim | RO | 5 | 23 March 2010 | 09 February 2012 |
| SHOGHI Alexander Azim | RO | 4 | 23 March 2010 | 09 February 2012 |
| SHOGHI Alexander Azim | RE | 9 | 23 March 2006 | 23 March 2010 |
| SHOGHI Alexander Azim | RE | 5 | 23 March 2006 | 23 March 2010 |
| SHOGHI Alexander Azim | RE | 4 | 23 March 2006 | 23 March 2010 |
| TAKAHASHI Akane | RE | 9 | 20 January 2023 | |
| TAKAHASHI Akane | RE | 5 | 20 January 2023 | |
| TAKAHASHI Akane | RE | 4 | 20 January 2023 | |
| TAN Christopher Nghee Huat | RE | 5 | 05 October 2007 | 27 June 2008 |
| TAN Christopher Nghee Huat | RE | 4 | 05 October 2007 | 27 June 2008 |
| TAN Christopher Nghee Huat | RE | 9 | 05 October 2007 | 27 June 2008 |
| TAN Wee Lee 陳偉利 | RE | 4 | 18 January 2008 | 03 March 2010 |
| TAN Wee Lee 陳偉利 | RE | 5 | 18 January 2008 | 03 March 2010 |
| TAN Wee Lee 陳偉利 | RE | 9 | 18 January 2008 | 03 March 2010 |
| TANG Marvin Chak Yuen 鄧澤源 | RE | 4 | 09 September 2013 | |
| TANG Marvin Chak Yuen 鄧澤源 | RE | 5 | 09 September 2013 | |
| TANG Marvin Chak Yuen 鄧澤源 | RE | 9 | 09 September 2013 | |
| TU James Xinjun | RO | 9 | 14 September 2004 | 21 December 2009 |
| TU James Xinjun | RO | 5 | 14 September 2004 | 21 December 2009 |
| TU James Xinjun | RO | 4 | 14 September 2004 | 21 December 2009 |
| UTSUMI Soichi | RE | 5 | 27 June 2016 | 30 June 2018 |
| UTSUMI Soichi | RE | 9 | 27 June 2016 | 30 June 2018 |
| UTSUMI Soichi | RE | 4 | 27 June 2016 | 30 June 2018 |
| WEINGARTEN Assaf Vivian | RE | 5 | 23 December 2020 | |
| WEINGARTEN Assaf Vivian | RE | 4 | 23 December 2020 | |
| WEINGARTEN Assaf Vivian | RE | 9 | 26 November 2020 | |
| WONG Man Yee Paula 黃雯誼 | RE | 5 | 27 December 2007 | 30 October 2008 |
| WONG Man Yee Paula 黃雯誼 | RE | 4 | 27 December 2007 | 30 October 2008 |
| WONG Man Yee Paula 黃雯誼 | RE | 9 | 27 December 2007 | 30 October 2008 |
| WOSNER Daniel Charles | RE | 9 | 03 May 2016 | |
| WOSNER Daniel Charles | RE | 4 | 03 May 2016 | |
| WOSNER Daniel Charles | RE | 5 | 14 October 2016 | |
| WU Ronald Ka Wai 吳嘉偉 | RE | 9 | 17 February 2021 | |
| WU Ronald Ka Wai 吳嘉偉 | RE | 5 | 17 February 2021 | |
| WU Ronald Ka Wai 吳嘉偉 | RE | 4 | 17 February 2021 | |
| YU Wai Kwan, Tina 余慧君 | RE | 9 | 27 July 2007 | 09 February 2009 |
| YU Wai Kwan, Tina 余慧君 | RE | 5 | 27 July 2007 | 09 February 2009 |
| YU Wai Kwan, Tina 余慧君 | RE | 4 | 27 July 2007 | 09 February 2009 |
| ZENG Binwei 曾彬瑋 | RE | 9 | 07 November 2018 | |
| ZENG Binwei 曾彬瑋 | RE | 5 | 07 November 2018 | |
| ZENG Binwei 曾彬瑋 | RE | 4 | 25 October 2018 | |
| ZHANG Jingting 張婧婷 | RE | 9 | 10 June 2019 | 31 December 2021 |
| ZHANG Jingting 張婧婷 | RE | 5 | 10 June 2019 | 31 December 2021 |
| ZHANG Jingting 張婧婷 | RE | 4 | 10 June 2019 | 31 December 2021 |
| ZHU Jiayi 朱佳懿 | RE | 9 | 20 November 2017 | 30 November 2022 |
| ZHU Jiayi 朱佳懿 | RE | 5 | 20 November 2017 | 30 November 2022 |
| ZHU Jiayi 朱佳懿 | RE | 4 | 20 November 2017 | 30 November 2022 |
| ZUO Jie 左杰 | RE | 4 | 28 March 2013 | 17 May 2016 |
| ZUO Jie 左杰 | RE | 5 | 28 March 2013 | 17 May 2016 |
| ZUO Jie 左杰 | RE | 9 | 28 March 2013 | 17 May 2016 |