SFC Licences of MCAULIFFE James Anthony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 01 April 2010 | 11 May 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 April 2010 | 11 May 2011 |
| HSBC Futures (Singapore) Pte Ltd | RE | 5 | 13 August 2007 | 31 March 2008 |
| HSBC Futures (Singapore) Pte Ltd | RE | 2 | 24 May 2006 | 31 March 2008 |