SFC Licences of LO Oi Yee 盧藹儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED 高裕證券有限公司 | RE | 1 | 11 October 2023 | |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 | RO | 1 | 08 November 2022 | 11 October 2023 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 | RE | 1 | 23 August 2022 | 08 November 2022 |
| Success Securities Limited 實德證券有限公司 | RO | 1 | 19 March 2012 | 06 May 2022 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 2 | 30 May 2008 | 31 March 2018 |
| Success Securities Limited 實德證券有限公司 | RE | 1 | 26 June 2006 | 19 March 2012 |