SFC Licences of LAM Chun Kwan, Kelvin 林俊均
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 19 June 2008 | 17 April 2009 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 19 June 2008 | 17 April 2009 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 04 December 2006 | 13 May 2008 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 04 December 2006 | 13 May 2008 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 08 June 2006 | 17 September 2006 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 08 June 2006 | 17 September 2006 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 08 June 2006 | 17 September 2006 |