SFC Licences of GUERILLOT Benoit Gilles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
St. James's Place (Hong Kong) Limited | RE | 4 | 04 March 2009 | 25 March 2009 |
China Enterprise Securities Company Limited 華業金控證券有限公司 | RE | 9 | 29 November 2006 | 11 July 2008 |
China Enterprise Securities Company Limited 華業金控證券有限公司 | RE | 4 | 03 October 2006 | 11 July 2008 |
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 12 July 2006 | 18 August 2006 |