SFC Licences of CHEN Yu Jen 陳昱仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 9 | 26 July 2017 | |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 4 | 26 July 2017 | |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 1 | 26 July 2017 | |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 9 | 30 September 2016 | 12 July 2017 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 4 | 30 September 2016 | 12 July 2017 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 1 | 30 September 2016 | 12 July 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 31 October 2011 | 09 November 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 08 September 2010 | 09 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 June 2006 | 09 November 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 14 June 2006 | 08 September 2010 |