SFC Licences of KENGETER Carsten Norbert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | RE | 2 | 09 February 2009 | 01 June 2013 |
| UBS Securities Asia Limited | RE | 2 | 09 February 2009 | 01 June 2013 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RO | 4 | 23 February 2007 | 22 September 2008 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RO | 1 | 23 February 2007 | 22 September 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 5 | 23 August 2006 | 22 September 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 1 | 23 August 2006 | 22 September 2008 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RO | 5 | 23 August 2006 | 22 September 2008 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RO | 2 | 23 August 2006 | 22 September 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 5 | 20 June 2006 | 23 August 2006 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 June 2006 | 23 August 2006 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 20 June 2006 | 23 August 2006 |