SFC Licences of WAN Ka Nin, Kenneth 溫嘉年
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hua Liang Capital Limited 華量資本有限公司 | RE | 6 | 26 May 2020 | |
| Hua Liang Securities Limited 華量證券有限公司 | RO | 5 | 03 June 2019 | |
| Hua Liang Securities Limited 華量證券有限公司 | RO | 4 | 03 June 2019 | |
| Hua Liang Securities Limited 華量證券有限公司 | RO | 2 | 03 June 2019 | |
| Hua Liang Securities Limited 華量證券有限公司 | RO | 1 | 03 June 2019 | |
| Hua Liang Asset Management Limited 華量資產管理有限公司 | RO | 9 | 03 June 2019 | |
| Hua Liang Asset Management Limited 華量資產管理有限公司 | RO | 4 | 03 June 2019 | |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 | RO | 4 | 04 September 2018 | 26 April 2019 |
| NNFE International Asset Management Limited 新毅國際資產管理有限公司 | RO | 9 | 07 December 2017 | 26 April 2019 |
| Rockhampton Management Limited | RE | 9 | 26 January 2011 | 25 May 2017 |
| Rockhampton Management Limited | RE | 4 | 26 January 2011 | 25 May 2017 |
| Rockhampton Management (Hong Kong) Limited | RE | 9 | 20 June 2006 | 26 January 2011 |