SFC Licences of CONG Lin 叢林

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RO 6 28 October 2020 09 September 2022
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RO 4 28 October 2020 09 September 2022
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RO 1 28 October 2020 09 September 2022
ICBC International Capital Limited 工銀國際融資有限公司 RO 4 11 May 2018 12 March 2019
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RO 9 08 March 2018 12 March 2019
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RO 4 08 March 2018 12 March 2019
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RO 1 08 March 2018 12 March 2019
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 9 08 March 2018 12 March 2019
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 4 08 March 2018 12 March 2019
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RO 1 08 March 2018 12 March 2019
ICBC International Research Limited 工銀國際證券研究有限公司 RO 4 08 March 2018 12 March 2019
ICBC International Futures Limited 工銀國際期貨有限公司 RO 2 08 March 2018 12 March 2019
ICBC International Securities Limited 工銀國際證券有限公司 RO 4 08 March 2018 12 March 2019
ICBC International Securities Limited 工銀國際證券有限公司 RO 2 08 March 2018 12 March 2019
ICBC International Securities Limited 工銀國際證券有限公司 RO 1 08 March 2018 12 March 2019
ICBC International Capital Limited 工銀國際融資有限公司 RO 6 08 March 2018 12 March 2019
ICBC International Capital Limited 工銀國際融資有限公司 RO 1 08 March 2018 12 March 2019
ICEA Capital Limited 工商東亞融資有限公司 RE 6 21 June 2006 13 December 2006
ICEA Capital Limited 工商東亞融資有限公司 RE 1 21 June 2006 13 December 2006