SFC Licences of KWAN Chin Man 關展雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Julius Baer (Hong Kong) Limited | RE | 4 | 04 August 2009 | 13 June 2011 |
Julius Baer (Hong Kong) Limited | RE | 1 | 04 August 2009 | 13 June 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 August 2007 | 15 March 2008 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 22 June 2006 | 28 July 2007 |