SFC Licences of KWAN Chin Man 關展雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Julius Baer (Hong Kong) Limited RE 4 04 August 2009 13 June 2011
Julius Baer (Hong Kong) Limited RE 1 04 August 2009 13 June 2011
Merrill Lynch (Asia Pacific) Limited RE 1 08 August 2007 15 March 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 22 June 2006 28 July 2007