SFC Licences of CHOW Chi Kai 周志楷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Seaga International Limited 恒昇證券有限公司 | RE | 1 | 09 February 2022 | |
| Corporate Commodities Limited 協聯期貨有限公司 | RE | 2 | 07 October 2014 | 16 November 2021 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 07 October 2014 | 16 November 2021 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 3 | 03 June 2013 | 26 September 2014 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 14 April 2010 | 26 September 2014 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 14 April 2010 | 26 September 2014 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 30 June 2008 | 08 April 2010 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 06 May 2008 | 08 April 2010 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 20 June 2007 | 14 April 2008 |
| New Region Securities Company Limited 恒盛證券有限公司 | RE | 1 | 28 August 2006 | 06 June 2007 |