SFC Licences of CHANG Hsun Fang 張薰方

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 9 29 November 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 29 November 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 29 November 2023
Grit Capital Limited 啟恒資產管理有限公司 RO 9 08 October 2021 14 July 2023
Grit Capital Limited 啟恒資產管理有限公司 RO 4 08 October 2021 14 July 2023
Grit Capital Limited 啟恒資產管理有限公司 RE 9 08 September 2021 08 October 2021
Grit Capital Limited 啟恒資產管理有限公司 RE 4 08 September 2021 08 October 2021
Protocol Asset Management (HK) Limited 承諾資產管理(香港)有限公司 RE 9 19 March 2021 24 April 2021
Cupola Capital Limited RO 9 06 December 2018 01 July 2020
Cupola Capital Limited RE 9 03 December 2018 06 December 2018
Cupola Capital Limited RO 4 06 August 2018 01 July 2020
Frontier Capital Management Limited 方達資本管理有限公司 RO 4 23 February 2016 14 August 2016
Frontier Capital Management Limited 方達資本管理有限公司 RO 1 23 February 2016 14 August 2016
Frontier Capital Management Limited 方達資本管理有限公司 RE 9 11 January 2016 14 August 2016
Frontier Capital Management Limited 方達資本管理有限公司 RE 4 11 January 2016 23 February 2016
Frontier Capital Management Limited 方達資本管理有限公司 RE 1 11 January 2016 23 February 2016
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 RO 4 16 February 2009 03 August 2015
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 RO 1 16 February 2009 24 November 2009
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 3 25 July 2006 08 May 2007
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 4 27 June 2006 08 May 2007
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 1 27 June 2006 08 May 2007