SFC Licences of MAK Ka Ka 麥嘉嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RO | 5 | 12 May 2022 | 19 December 2023 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RO | 4 | 12 May 2022 | 19 December 2023 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 5 | 04 October 2019 | 12 May 2022 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 17 September 2019 | 12 May 2022 |
| Sun Growth Securities Limited 志昇証券有限公司 | RO | 4 | 07 January 2019 | 19 August 2019 |
| Sun Growth Securities Limited 志昇証券有限公司 | RE | 1 | 28 May 2018 | 05 June 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 23 March 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 13 March 2007 | 02 October 2017 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 | RE | 4 | 28 June 2006 | 21 January 2007 |