SFC Licences of MAK Ka Ka 麥嘉嘉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 5 10 July 2024
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 4 10 July 2024
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 9 10 July 2024
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 10 July 2024
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 5 17 April 2024 10 July 2024
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 17 April 2024 10 July 2024
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RO 5 12 May 2022 19 December 2023
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RO 4 12 May 2022 19 December 2023
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 5 04 October 2019 12 May 2022
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 4 17 September 2019 12 May 2022
Sun Growth Securities Limited 志昇証券有限公司 RO 4 07 January 2019 19 August 2019
Sun Growth Securities Limited 志昇証券有限公司 RE 1 28 May 2018 05 June 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 03 October 2017 23 March 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 13 March 2007 02 October 2017
China Tonghai (IA) Limited 中国通海投资顾问有限公司 RE 4 28 June 2006 21 January 2007