SFC Licences of NG Wing Yan 吳穎茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 02 June 2010 | 14 December 2010 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 28 June 2006 | 14 December 2010 |