SFC Licences of WILDMAN Christopher James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
T.F.S. Derivatives HK Limited | RO | 2 | 03 January 2012 | |
T.F.S. Derivatives HK Limited | RE | 1 | 03 January 2012 | |
MF Global Hong Kong Limited 明富環球香港有限公司 | RO | 5 | 12 October 2011 | 10 November 2011 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RO | 2 | 12 October 2011 | 10 November 2011 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 5 | 04 May 2011 | 12 October 2011 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 1 | 02 January 2009 | 10 November 2011 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 02 January 2009 | 12 October 2011 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 17 March 2008 | 21 August 2008 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 29 June 2006 | 21 August 2008 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 29 June 2006 | 21 August 2008 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 29 June 2006 | 21 August 2008 |