SFC Licences of HA Jae Woo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 21 May 2015 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 28 March 2007 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 28 March 2007 | 06 December 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 July 2006 | 21 May 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 03 July 2006 | 05 September 2013 |