SFC Licences of CHAN Wing Ho 陳永豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 03 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司
RE 2 08 September 2011
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 08 September 2011 02 October 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1, 4 12 April 2010 13 May 2011
Yu On Securities Company Limited 裕安證券有限公司
RE 1, 2 02 July 2008 20 March 2010
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司
RE 2 29 November 2006 30 June 2008
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RE 1 04 July 2006 30 June 2008