SFC Licences of CHAN Wing Ho 陳永豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 08 September 2011 | 02 October 2017 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 08 September 2011 | |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 12 April 2010 | 13 May 2011 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 12 April 2010 | 13 May 2011 |
Yu On Securities Company Limited 裕安證券有限公司 | RE | 2 | 02 July 2008 | 20 March 2010 |
Yu On Securities Company Limited 裕安證券有限公司 | RE | 1 | 02 July 2008 | 20 March 2010 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 29 November 2006 | 30 June 2008 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 04 July 2006 | 30 June 2008 |