SFC Licences of LI Yan 李妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Bank Aktiengesellschaft | 4 | 18 November 2020 | ||
| Deutsche Bank Aktiengesellschaft | 1 | 18 November 2020 | ||
| Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 15 March 2014 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 May 2008 | 06 September 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 20 April 2008 | 15 March 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 April 2008 | 15 March 2014 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 09 October 2007 | 19 December 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 09 October 2007 | 19 December 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 13 September 2007 | 19 December 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 August 2006 | 20 August 2007 |