SFC Licences of LO Kwong Sang, Richard 羅廣生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 13 October 2010 | 31 August 2023 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 13 October 2010 | 31 August 2023 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 9 | 21 October 2009 | 26 August 2010 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 21 October 2009 | 26 August 2010 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 09 August 2006 | 26 August 2010 |