SFC Licences of LAU Chun Sing 劉振聲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Zhonghui International Securities Limited 中匯國際證券有限公司	RO	9	29 December 2021
Zhonghui International Securities Limited 中匯國際證券有限公司	RO	4	29 December 2021
Zhonghui International Securities Limited 中匯國際證券有限公司	RO	1	29 December 2021
Tin Chun International Asset Management Limited 天晉國際資產管理有限公司	RO	9	12 May 2021	30 September 2021
Carrington Asset Management Limited	RO	4	20 April 2021	30 April 2021
Carrington Asset Management Limited	RO	9	18 April 2019	30 April 2021
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	05 March 2014	10 April 2014
Paochu Investment Advisory Limited 寶鉅投資顧問有限公司	RE	9	02 January 2014	18 February 2014
Paochu Investment Advisory Limited 寶鉅投資顧問有限公司	RE	4	02 January 2014	18 February 2014
China Industrial Securities International Brokerage Limited 興證國際證券有限公司	RE	4	16 May 2013	30 November 2013
China Industrial Securities International Futures Limited 興證國際期貨有限公司	RE	2	04 September 2012	30 November 2013
China Industrial Securities International Brokerage Limited 興證國際證券有限公司	RE	1	20 February 2012	30 November 2013
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	2	06 April 2011	06 July 2011
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	06 April 2011	06 July 2011
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	4	29 March 2010	09 March 2011
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	1	29 March 2010	09 March 2011
Chief Securities Limited 致富證券有限公司	RE	1	14 July 2006	15 May 2009
Chief Commodities Limited 致富期貨商品有限公司	RE	2	14 July 2006	15 May 2009