SFC Licences of UCHIYAMA Akiko
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RE | 1 | 28 May 2010 | 05 July 2010 |
| Vantage Capital Markets HK Limited | RE | 2 | 18 January 2010 | 31 March 2010 |
| Vantage Capital Markets HK Limited | RE | 1 | 24 December 2009 | 31 March 2010 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 | RE | 1 | 06 August 2009 | 29 October 2009 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 | RE | 1 | 10 July 2006 | 17 November 2006 |