SFC Licences of MATHIE Robbi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 2 | 13 September 2017 | 07 September 2018 |
| MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 1 | 13 September 2017 | 07 September 2018 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 07 September 2016 | 09 August 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 07 September 2016 | 09 August 2017 |
| Global Prime Partners (Asia) Limited | RE | 2 | 29 June 2016 | 17 August 2016 |
| Global Prime Partners (Asia) Limited | RE | 1 | 10 May 2016 | 17 August 2016 |
| T.F.S. Derivatives HK Limited | RE | 1 | 17 March 2010 | 29 February 2012 |
| Boyer Allan Investment Management (Hong Kong) Limited | RE | 9 | 02 November 2006 | 02 October 2008 |