SFC Licences of CAI Linda Xin Xin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
LIM Advisors Limited | RE | 9 | 10 July 2012 | 21 July 2014 |
Samena Capital Hong Kong Limited 新盟資本香港有限公司 | RE | 9 | 02 November 2009 | 31 May 2012 |
Samena Capital Hong Kong Limited 新盟資本香港有限公司 | RE | 4 | 02 November 2009 | 31 May 2012 |
Perry Capital (Asia) Limited | RE | 9 | 05 October 2007 | 30 June 2009 |
Perry Capital (Asia) Limited | RE | 4 | 05 October 2007 | 30 June 2009 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 28 July 2006 | 21 July 2007 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 28 July 2006 | 21 July 2007 |