SFC Licenceholders of LIM Advisors Limited
- lim@limadvisors.com
- Website
- www.limadvisors.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ARIKAWA Rena | RE | 9 | 23 March 2012 | 05 November 2015 |
| BAKER Gregory Cousins | RO | 4 | 01 April 2003 | 06 August 2003 |
| BAKER Gregory Cousins | RO | 9 | 01 April 2003 | 06 August 2003 |
| BAKER Gregory Cousins | RO | 5 | 01 April 2003 | 06 August 2003 |
| BALZHANOV Aldiyar | RE | 9 | 23 August 2013 | 25 May 2015 |
| BARTLETT Toby Douglas | RO | 9 | 07 October 2015 | 03 January 2018 |
| BARTLETT Toby Douglas | RE | 9 | 21 August 2015 | 07 October 2015 |
| BRADER Lawrence Henry Burnell | RO | 9 | 04 November 2020 | 28 November 2022 |
| BRADER Lawrence Henry Burnell | RO | 4 | 04 November 2020 | 15 September 2022 |
| BRADER Lawrence Henry Burnell | RE | 9 | 28 May 2020 | 04 November 2020 |
| BRADER Lawrence Henry Burnell | RE | 4 | 28 May 2020 | 04 November 2020 |
| BRASIER Jean-paul Yves | RO | 9 | 25 April 2014 | 25 July 2018 |
| BRASIER Jean-paul Yves | RO | 4 | 25 April 2014 | 25 July 2018 |
| BYUN Jason Michael | RE | 9 | 03 March 2004 | 04 March 2005 |
| CAI Linda Xin Xin | RE | 9 | 10 July 2012 | 21 July 2014 |
| CHAN Christian Jason Ang | RE | 6 | 01 April 2003 | 19 April 2003 |
| CHAN Christian Jason Ang | RE | 9 | 01 April 2003 | 19 April 2003 |
| CHAN Christian Jason Ang | RE | 4 | 01 April 2003 | 19 April 2003 |
| CHAN Simon 陳希文 | RO | 9 | 17 November 2021 | 31 March 2022 |
| CHAN Simon 陳希文 | RE | 4 | 23 April 2013 | 31 March 2022 |
| CHAN Simon 陳希文 | RE | 9 | 23 April 2013 | 17 November 2021 |
| CHAWLA Ram-raj Robert | RE | 9 | 19 July 2019 | 15 July 2020 |
| CHEN Emily | RE | 9 | 29 July 2013 | 11 August 2014 |
| CHENG Ivan Kwok Lueng 鄭國良 | RE | 4 | 01 April 2003 | 25 October 2005 |
| CHENG Ivan Kwok Lueng 鄭國良 | RE | 5 | 01 April 2003 | 25 October 2005 |
| CHENG Ivan Kwok Lueng 鄭國良 | RE | 9 | 01 April 2003 | 25 October 2005 |
| CHENG Ivan Kwok Lueng 鄭國良 | RE | 6 | 01 April 2003 | 03 March 2005 |
| CHEONG David | RE | 9 | 19 August 2013 | 24 June 2015 |
| CHO Kihoon | RE | 9 | 19 August 2014 | 25 August 2017 |
| CHOW Ka Yuet, Kathy 周家越 | RE | 9 | 28 April 2023 | |
| CHOW Oscar | RE | 9 | 22 June 2015 | 25 July 2018 |
| CHUNG Hon Sze 鍾瀚葹 | RE | 5 | 01 April 2003 | 09 December 2003 |
| CHUNG Hon Sze 鍾瀚葹 | RE | 4 | 01 April 2003 | 09 December 2003 |
| CHUNG Hon Sze 鍾瀚葹 | RE | 9 | 01 April 2003 | 09 December 2003 |
| CHUNG Hon Sze 鍾瀚葹 | RE | 6 | 01 April 2003 | 09 December 2003 |
| CHUNG Ka Po 鍾家寶 | RE | 9 | 20 June 2006 | 28 April 2008 |
| CHURCHOUSE Frederick Peter | RO | 9 | 21 December 2005 | 13 January 2010 |
| CHURCHOUSE Frederick Peter | RE | 9 | 24 August 2004 | 21 December 2005 |
| DESAI Aditya Arun | RE | 9 | 23 February 2011 | 26 June 2015 |
| EWER Donald Anthony | RO | 9 | 12 June 2015 | 13 July 2018 |
| EWER Donald Anthony | RE | 9 | 26 May 2015 | 12 June 2015 |
| FRANCO DEMICHELIS Luca | RE | 9 | 03 November 2008 | 28 April 2016 |
| FUNG Mei Man 馮美文 | RE | 9 | 22 October 2010 | 22 May 2011 |
| GIBSON Michael 韋金信 | RE | 9 | 02 March 2021 | 19 July 2021 |
| GIBSON Michael 韋金信 | RE | 4 | 02 March 2021 | 19 July 2021 |
| GIBSON Michael 韋金信 | RO | 5 | 18 May 2005 | 17 February 2021 |
| GIBSON Michael 韋金信 | RO | 4 | 01 April 2003 | 02 March 2021 |
| GIBSON Michael 韋金信 | RO | 9 | 01 April 2003 | 02 March 2021 |
| GORGOL Maciej Rafal | RO | 9 | 05 May 2020 | 09 May 2021 |
| GORGOL Maciej Rafal | RE | 9 | 05 February 2016 | 05 May 2020 |
| HO Pui Yu 何佩瑜 | RE | 9 | 16 September 2013 | 10 June 2014 |
| HUANG Jiayao | RE | 9 | 11 December 2017 | 30 December 2022 |
| HUNG Pak Yung 洪柏榕 | RE | 9 | 06 March 2012 | 12 January 2013 |
| IANNAZZO Fleur Marie Catherine | RE | 9 | 15 April 2013 | 05 April 2014 |
| KAMINAKA Asuka 神中明日香 | RE | 9 | 19 August 2014 | 03 February 2017 |
| KAMINAKA Asuka 神中明日香 | RE | 4 | 19 August 2014 | 03 February 2017 |
| KAN Siu Wing 簡少榮 | RE | 9 | 21 August 2013 | 28 February 2015 |
| KIM Sungryul | RE | 9 | 08 May 2018 | 14 January 2022 |
| KIM Sungryul | RE | 4 | 08 May 2018 | 14 January 2022 |
| KONG Wai Ching 江慧貞 | RO | 9 | 25 July 2006 | 09 July 2010 |
| KONG Wai Ching 江慧貞 | RE | 5 | 17 February 2005 | 14 August 2006 |
| KONG Wai Ching 江慧貞 | RE | 4 | 17 February 2005 | 14 August 2006 |
| KONG Wai Ching 江慧貞 | RE | 9 | 17 November 2003 | 25 July 2006 |
| KURODA Ayumu 黑田步 | RE | 9 | 18 March 2015 | 22 August 2019 |
| KWAN Chit Man, Osvaldo 關捷文 | RE | 9 | 18 October 2012 | 19 May 2015 |
| KWONG Ka King, Leo 鄺家敬 | RE | 9 | 28 September 2007 | 30 September 2008 |
| LAM Jenny Lai Ting 林麗婷 | RE | 9 | 19 June 2015 | 11 March 2020 |
| LARSEN Steffen Kolbe | RE | 9 | 19 November 2012 | 20 August 2016 |
| LAW Wai Chi, Teresa 羅慧芝 | RE | 6 | 01 April 2003 | 15 June 2003 |
| LAW Wai Chi, Teresa 羅慧芝 | RE | 4 | 01 April 2003 | 15 June 2003 |
| LAW Wai Chi, Teresa 羅慧芝 | RE | 9 | 01 April 2003 | 15 June 2003 |
| LEE Yat Chun 李日進 | RE | 9 | 05 August 2015 | 22 April 2016 |
| LI Lok Hing 李樂興 | RE | 9 | 05 June 2023 | |
| LIE Thresiana | RE | 9 | 08 October 2009 | 31 May 2014 |
| LONG George Williamson | RO | 4 | 01 April 2003 | 15 September 2022 |
| LONG George Williamson | RO | 5 | 01 April 2003 | 17 February 2021 |
| LONG George Williamson | RO | 6 | 01 April 2003 | 10 March 2005 |
| LONG George Williamson | RO | 9 | 01 April 2003 | |
| LONG Hou Tin 龍浩天 | RE | 9 | 08 August 2022 | |
| LOW Lek We, Milton | RE | 9 | 25 June 2007 | 31 October 2008 |
| MA Kin Lung, Ronald 馬健龍 | RE | 9 | 25 July 2006 | 31 March 2015 |
| MAITLAND GARDNER David Colin | RO | 9 | 22 August 2022 | |
| MAITLAND GARDNER David Colin | RE | 9 | 10 September 2020 | 22 August 2022 |
| MAK Benjamin Chi Wai 麥志偉 | RO | 9 | 25 April 2018 | 11 March 2020 |
| MAK Benjamin Chi Wai 麥志偉 | RO | 5 | 25 April 2018 | 11 March 2020 |
| MAK Benjamin Chi Wai 麥志偉 | RO | 4 | 25 April 2018 | 11 March 2020 |
| MARLAND Christopher | RO | 9 | 19 February 2013 | 14 May 2017 |
| MARLAND Christopher | RE | 9 | 27 May 2008 | 19 February 2013 |
| MISTRY Sachin Rohit Shiam | RO | 9 | 24 June 2020 | 10 April 2021 |
| MISTRY Sachin Rohit Shiam | RE | 9 | 12 November 2018 | 24 June 2020 |
| NG Sum Yin, Joyce 伍心妍 | RE | 9 | 05 June 2006 | 24 May 2012 |
| NG Wing Sum, Agnes 吳詠芯 | RE | 9 | 28 June 2005 | 27 October 2008 |
| NISKER Charles Bruce | RE | 9 | 20 April 2004 | 19 April 2005 |
| OHARA Ken | RE | 9 | 05 December 2003 | 23 October 2014 |
| PARKER Hugh Fraker | RE | 9 | 08 April 2016 | 16 May 2017 |
| PETERSOHN Steven Jeffrey | RO | 9 | 16 October 2007 | 09 December 2009 |
| PETERSOHN Steven Jeffrey | RE | 9 | 14 June 2007 | 16 October 2007 |
| RIPLEY Sean James | RE | 9 | 01 June 2010 | 04 October 2011 |
| RODGERS Daniel James | RE | 9 | 12 August 2003 | 03 January 2011 |
| ROYDS Katarina Elizabeth | RO | 9 | 25 July 2023 | |
| ROYDS Katarina Elizabeth | RE | 9 | 15 May 2023 | 25 July 2023 |
| RUBIO MOLINA PRADOS Francisco Eugenio | RE | 9 | 06 August 2018 | 18 October 2019 |
| SUN Shuai 孫帥 | RE | 9 | 15 March 2021 | 30 April 2021 |
| TAI Wai See, Germaine 戴慧詩 | RE | 9 | 14 June 2005 | 29 June 2007 |
| TAM Sze Yan Tina 譚思欣 | RE | 9 | 20 September 2021 | 31 March 2023 |
| TOYA Hiroaki | RE | 9 | 14 January 2016 | 21 February 2018 |
| VAN DER GRAAF Roderik Cornelis | RE | 9 | 02 September 2008 | 14 May 2009 |
| VAN DRASEK Dean Scott | RO | 9 | 27 September 2005 | 31 August 2009 |
| VAN DRASEK Dean Scott | RE | 9 | 13 January 2004 | 27 September 2005 |
| WAN Oscar Hoyin 溫浩然 | RO | 9 | 21 February 2011 | 30 April 2015 |
| WANG Chun 王淳 | RE | 9 | 18 March 2008 | 28 April 2009 |
| WARBANOFF Peter | RO | 9 | 04 January 2017 | 24 May 2020 |
| WARBANOFF Peter | RE | 9 | 09 October 2013 | 04 January 2017 |
| WATSON Peter Anthony | RO | 9 | 08 August 2011 | 30 April 2015 |
| WATSON Peter Anthony | RE | 9 | 15 October 2008 | 08 August 2011 |
| WHITE Stefan Vincent | RE | 9 | 22 July 2014 | 22 February 2019 |
| WHITEHEAD Matthew Charles | RE | 5 | 06 March 2012 | 04 January 2016 |
| WHITEHEAD Matthew Charles | RE | 4 | 06 March 2012 | 04 January 2016 |
| WHITEHEAD Matthew Charles | RE | 9 | 30 October 2009 | 04 January 2016 |
| WONG Ching Yu 黃靜宇 | RE | 9 | 18 April 2016 | 15 April 2020 |
| WONG Hung Hing 黃鴻鑫 | RE | 9 | 03 September 2013 | 31 October 2018 |
| WONG-BERARD Hugo | RE | 9 | 26 February 2014 | 28 September 2018 |
| XUE Yang 薛揚 | RE | 9 | 23 September 2016 | 31 August 2018 |
| YUEN Ka Yat 袁嘉逸 | RE | 9 | 02 July 2009 | 12 June 2015 |
| ZHANG Jiawen 張嘉文 | RE | 9 | 26 March 2019 | 18 March 2022 |
| ZHANG Kai 張凱 | RE | 9 | 28 April 2008 | 07 May 2012 |
| ZHANG Yue 張樾 | RE | 9 | 15 June 2021 | 02 September 2022 |