SFC Licences of STODDART Mark
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 23 November 2010 | 20 February 2012 |
| MainFirst Securities Hong Kong Limited | RO | 1 | 16 October 2008 | 12 July 2010 |
| MainFirst Securities Hong Kong Limited | RE | 1 | 14 March 2008 | 16 October 2008 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 11 May 2007 | 11 December 2007 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 1 | 13 July 2006 | 28 March 2007 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 4 | 13 July 2006 | 28 March 2007 |