SFC Licences of SHEN Zheqing 沈哲清
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ZQ Asset Management Limited 倍哲資產管理有限公司 | RO | 9 | 29 December 2021 | |
| ZQ Asset Management Limited 倍哲資產管理有限公司 | RO | 4 | 29 December 2021 | |
| ZQ Capital Hong Kong Limited 倍哲資本香港有限公司 | RO | 9 | 19 March 2020 | 05 August 2022 |
| ZQ Capital Hong Kong Limited 倍哲資本香港有限公司 | RO | 4 | 18 March 2020 | |
| ZQ Capital Hong Kong Limited 倍哲資本香港有限公司 | RO | 6 | 12 July 2019 | |
| ZQ Capital Hong Kong Limited 倍哲資本香港有限公司 | RO | 1 | 12 July 2019 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 6 | 26 May 2014 | 09 March 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 26 May 2014 | 09 March 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 22 June 2011 | 26 May 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 22 June 2011 | 26 May 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 17 July 2006 | 03 August 2010 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 17 July 2006 | 03 August 2010 |