SFC Licences of LUI Hoi Yan, Jaclyn 呂凱恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 16 September 2011 | 16 August 2014 |
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 24 September 2009 | 14 June 2010 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 24 September 2009 | 14 June 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 12 June 2008 | 18 February 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 18 July 2006 | 18 February 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 18 July 2006 | 18 February 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 18 July 2006 | 18 February 2009 |