SFC Licences of HART William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 26 July 2010 | 08 April 2011 |
| ICAP Equities Asia Limited | RE | 1 | 22 July 2009 | 29 April 2010 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 20 July 2006 | 18 February 2008 |