SFC Licences of SUN Tao 孫濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Providence Equity Asia Limited 普維投資亞洲有限公司 RE 4 12 March 2012 09 October 2014
Providence Equity Asia Limited 普維投資亞洲有限公司 RE 1 12 March 2012 09 October 2014
Merrill Lynch Far East Limited RE 1 07 February 2007 28 February 2008
Merrill Lynch (Asia Pacific) Limited RE 1 01 August 2006 28 February 2008