SFC Licences of WONG Hong Man, Thomas 黃康民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Optimas Capital Limited 中庸資本有限公司 | RE | 4 | 14 August 2023 | |
| Optimas Capital Limited 中庸資本有限公司 | RE | 9 | 24 September 2021 | |
| Optimas Capital Limited 中庸資本有限公司 | RO | 9 | 14 July 2016 | 24 September 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 17 July 2013 | 07 July 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 17 July 2013 | 07 July 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 06 April 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 May 2009 | 06 April 2013 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RE | 9 | 20 May 2008 | 11 March 2009 |
| UBS Securities Asia Limited | RE | 4 | 17 July 2006 | 26 April 2008 |