SFC Licences of BAO Danny Q 包強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Profound Capital Limited 雲川資本有限公司 | RO | 9 | 24 January 2014 | |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 08 October 2010 | 16 February 2012 |
Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 08 October 2010 | 30 January 2012 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 21 July 2006 | 19 January 2007 |