SFC Licences of YEOH Choo Guan 楊紫源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 23 April 2020 |
| UBS Securities Asia Limited | RE | 1 | 03 February 2010 | 23 April 2020 |
| UBS Securities Hong Kong Limited | RE | 1 | 03 February 2010 | 18 December 2016 |
| UBS Securities Asia Limited | RO | 1 | 15 June 2007 | 03 February 2010 |
| UBS Securities Hong Kong Limited | RO | 1 | 15 June 2007 | 03 February 2010 |
| UBS Securities Asia Limited | RE | 2 | 02 February 2007 | 23 April 2020 |
| UBS Securities Asia Limited | RE | 1 | 02 February 2007 | 15 June 2007 |
| UBS Securities Hong Kong Limited | RE | 1 | 02 February 2007 | 15 June 2007 |
| UBS Securities Asia Limited | RE | 1 | 24 July 2006 | 23 August 2006 |