SFC Licences of JOSEPHSON James Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 25 October 2006 | 29 May 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 25 October 2006 | 29 May 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 August 2006 | 29 May 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 August 2006 | 29 May 2007 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 01 August 2006 | 29 May 2007 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 August 2006 | 29 May 2007 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 August 2006 | 29 May 2007 |