SFC Licences of TONG Yu On 唐宇安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 07 February 2024 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 07 February 2024 | |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 04 October 2011 | 31 December 2023 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 04 February 2008 | 31 December 2023 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 16 February 2007 | 01 May 2014 |