SFC Licences of LIN Ling-Yi 林綾怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Amherst Pierpont International Limited RE 4 06 November 2009 30 September 2012
Amherst Pierpont International Limited RE 1 16 October 2009 30 September 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 15 September 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 09 August 2006 29 September 2008