SFC Licences of TAM Kim Sing 談儉成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RO | 1 | 01 April 2011 | 30 June 2016 |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 01 March 2011 | 22 August 2016 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 01 March 2011 | 01 April 2011 |
| CMB Wing Lung Bank Limited 招商永隆銀行有限公司 | 4 | 17 February 2011 | ||
| CMB Wing Lung Bank Limited 招商永隆銀行有限公司 | 1 | 17 February 2011 | ||
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 | RE | 4 | 20 June 2007 | 12 August 2010 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 | RE | 1 | 20 June 2007 | 12 August 2010 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 | RO | 4 | 21 December 2006 | 20 June 2007 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 | RO | 1 | 21 December 2006 | 20 June 2007 |