SFC Licences of NELSON Richard Geoffrey
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 9 | 28 February 2014 | 29 July 2015 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 4 | 28 February 2014 | 29 July 2015 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 | RE | 1 | 28 February 2014 | 29 July 2015 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 31 August 2006 | 03 September 2006 |