SFC Licences of CHAN Ho Wai 陳浩偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 19 May 2014 | 23 August 2014 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 03 May 2011 | 23 August 2014 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 03 May 2011 | 23 August 2014 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 03 May 2011 | 23 August 2014 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 | RE | 1 | 03 May 2011 | 23 August 2014 |
| HSBC Broking (China) Limited 滙豐金融(中國)有限公司 | RE | 1 | 03 May 2011 | 14 August 2012 |
| Nerico Brothers Limited | RE | 1 | 19 July 2007 | 03 April 2011 |
| Nerico Brothers Limited | RE | 2 | 22 August 2006 | 03 April 2011 |