SFC Licences of CHOY Yin Nga 蔡燕雅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | RE | 7 | 23 August 2022 | |
| GFI (HK) Securities L.L.C. | RE | 2 | 23 August 2022 | |
| GFI (HK) Securities L.L.C. | RE | 1 | 23 August 2022 | |
| Sunrise Brokers (Hong Kong) Limited | RE | 2 | 24 July 2014 | 26 January 2022 |
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 24 July 2014 | 26 January 2022 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 21 January 2010 | 29 August 2012 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 15 August 2006 | 01 September 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 15 August 2006 | 01 September 2008 |