SFC Licences of CHAO Shu-Li 趙舒悧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 9 | 17 March 2022 | 29 July 2023 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 05 October 2006 | 16 October 2009 |