SFC Licenceholders of Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司
- cmk@rafflesgroup.co
- Website
- www.rafflesgroup.co
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAI Yan Ho 蔡恩豪 | RE | 9 | 15 February 2019 | 18 February 2024 |
| CHAN Man Ching 陳文清 | RE | 9 | 03 January 2020 | |
| CHAN Ting | RE | 9 | 17 July 2018 | 07 May 2021 |
| CHAN Ying Hung 陳英雄 | RO | 9 | 15 February 2019 | 25 February 2022 |
| CHAN Ying Hung 陳英雄 | RE | 9 | 08 January 2019 | 15 February 2019 |
| CHAN Ying Hung 陳英雄 | RE | 4 | 08 January 2019 | 25 February 2022 |
| CHAO Shu-Li 趙舒悧 | RE | 9 | 17 March 2022 | 29 July 2023 |
| CHAU Ka Lai 周嘉麗 | RE | 9 | 31 January 2023 | |
| CHAU Kong Wai 周港威 | RE | 1 | 01 September 2021 | 11 April 2022 |
| CHAU Kong Wai 周港威 | RE | 9 | 03 September 2020 | 11 April 2022 |
| CHAU Kong Wai 周港威 | RE | 4 | 03 September 2020 | 11 April 2022 |
| CHE JUN 車駿 | RE | 9 | 23 February 2023 | |
| CHEN JAMES TZE CHIA 陳志介 | RE | 9 | 09 February 2023 | |
| CHENG Wei Ting 鄭微亭 | RE | 9 | 21 November 2022 | |
| CHEUNG Chi Kwan 張芝筠 | RE | 9 | 10 January 2024 | |
| CHEUNG Ka Chun, Desmond 張嘉駿 | RE | 1 | 19 February 2019 | 12 March 2019 |
| CHEUNG Ka Chun, Desmond 張嘉駿 | RE | 4 | 19 February 2019 | 12 March 2019 |
| CHEUNG Ka Chun, Desmond 張嘉駿 | RE | 9 | 19 February 2019 | 12 March 2019 |
| CHEUNG Wan Wah 張尹樺 | RE | 9 | 21 July 2023 | |
| CHIU Ding Chung 趙定中 | RE | 9 | 17 July 2019 | 18 February 2024 |
| CHOW Wai Chiu, William 曹偉超 | RE | 4 | 26 January 2022 | 07 March 2022 |
| CHOW Wai Chiu, William 曹偉超 | RE | 9 | 26 January 2022 | 07 March 2022 |
| CHOW Wai Chiu, William 曹偉超 | RO | 4 | 07 March 2022 | |
| CHOW Wai Chiu, William 曹偉超 | RO | 9 | 07 March 2022 | |
| CHOW Wai Chiu, William 曹偉超 | RO | 1 | 14 February 2023 | |
| CHUI Yuk Kuen Cara | RE | 9 | 07 December 2018 | 01 December 2021 |
| CHUNG Chui Wah 鍾翠華 | RE | 9 | 18 January 2018 | 26 August 2019 |
| CHUNG Chui Wah 鍾翠華 | RO | 1 | 08 October 2018 | 14 June 2019 |
| CHUNG Chui Wah 鍾翠華 | RO | 4 | 08 October 2018 | 26 August 2019 |
| CHUNG ON LEUNG ANTHONY 鐘安良 | RE | 9 | 09 May 2023 | 18 June 2023 |
| FAN Tsz Ying 樊紫盈 | RE | 9 | 20 July 2023 | |
| FONG Chi Chuen, Ronnie 方志泉 | RE | 1 | 19 March 2019 | 14 June 2019 |
| FONG Chi Chuen, Ronnie 方志泉 | RE | 4 | 10 April 2019 | 25 September 2020 |
| FONG Chi Chuen, Ronnie 方志泉 | RE | 9 | 10 April 2019 | 25 September 2020 |
| GRUNEBAUM Julien, David, Edgar | RE | 1 | 01 September 2021 | |
| GRUNEBAUM Julien, David, Edgar | RE | 9 | 19 April 2021 | |
| GRUNEBAUM Julien, David, Edgar | RE | 4 | 09 April 2021 | |
| HARVEY Cameron Philip | RE | 9 | 19 February 2019 | 28 December 2022 |
| HO YUEN MAN 何婉雯 | RE | 9 | 22 November 2022 | |
| HO Yin Shan, Cookie 何燕珊 | RE | 9 | 21 December 2020 | |
| HSIEH Shu-Fang 謝淑芳 | RE | 9 | 14 October 2019 | 01 March 2023 |
| HSU Chiu Ching 許秋卿 | RE | 9 | 06 August 2020 | |
| HSU YU-CHI 許郁琪 | RE | 9 | 21 April 2022 | |
| HU Hsiao Chieh 胡筱潔 | RE | 9 | 05 May 2020 | 14 April 2023 |
| HUANG Pei-Hsuan 黃沛璿 | RE | 9 | 27 April 2020 | 04 January 2024 |
| HUANG Yanqing | RE | 4 | 17 August 2021 | |
| HUANG Yanqing | RE | 9 | 17 August 2021 | |
| HUANG Yao 黃垚 | RE | 9 | 08 December 2023 | |
| HUNG Kok Fai 洪珏暉 | RE | 9 | 03 June 2020 | 18 February 2024 |
| KING Hin Fai, Kevin 龔衍暉 | RE | 9 | 09 January 2024 | |
| KONG HO Pui King, Stella 江何佩琼 | RE | 4 | 11 June 2020 | 28 April 2023 |
| KONG HO Pui King, Stella 江何佩琼 | RE | 9 | 11 June 2020 | 28 April 2023 |
| KWAN Chi Man 關志敏 | RO | 1 | 18 June 2021 | |
| KWAN Chi Man 關志敏 | RO | 9 | 28 September 2017 | |
| KWAN Chi Man 關志敏 | RO | 1 | 08 October 2018 | 14 June 2019 |
| KWAN Chi Man 關志敏 | RO | 4 | 08 October 2018 | |
| KWOK Pui Yu Pauly 郭珮瑜 | RE | 9 | 17 May 2021 | |
| LAI KING MAN | RE | 9 | 22 January 2018 | |
| LAM Yat Yeung 林日洋 | RE | 1 | 01 September 2021 | 03 May 2022 |
| LAM Yat Yeung 林日洋 | RE | 4 | 01 September 2021 | 03 May 2022 |
| LAM Yat Yeung 林日洋 | RE | 9 | 31 December 2020 | 03 May 2022 |
| LAM Yin Leung, Joe 林彥良 | RE | 4 | 05 December 2018 | 11 January 2019 |
| LAM Yin Leung, Joe 林彥良 | RE | 1 | 05 December 2018 | 11 January 2019 |
| LAM Yin Leung, Joe 林彥良 | RE | 9 | 13 September 2018 | 11 January 2019 |
| LAU Kar Yau, Johnny 劉家祐 | RE | 9 | 15 August 2022 | |
| LAW Wai Ming 羅偉明 | RE | 4 | 07 December 2018 | 12 February 2019 |
| LAW Wai Ming 羅偉明 | RE | 1 | 07 December 2018 | 12 February 2019 |
| LAW Wai Ming 羅偉明 | RO | 9 | 17 April 2018 | 12 February 2019 |
| LAW Wai Ming 羅偉明 | RE | 9 | 08 March 2018 | 17 April 2018 |
| LAW Wing Yin 羅穎妍 | RE | 9 | 19 December 2022 | |
| LEE Hon Kit 李漢傑 | RE | 9 | 24 March 2022 | 10 June 2022 |
| LEE Kai Ming 李啟明 | RE | 9 | 21 December 2017 | 03 July 2019 |
| LEE Ki Cheong 李奇昌 | RE | 1 | 26 April 2022 | 12 December 2022 |
| LEE Ki Cheong 李奇昌 | RE | 4 | 26 April 2022 | 12 December 2022 |
| LEE Ki Cheong 李奇昌 | RE | 9 | 26 April 2022 | 12 December 2022 |
| LEUNG Chi Wah 梁志華 | RO | 9 | 28 September 2017 | 30 April 2018 |
| LEUNG Kwok Tung, Fredric 梁國棟 | RE | 9 | 26 April 2022 | |
| LEUNG Kwok Tung, Fredric 梁國棟 | RE | 1 | 19 July 2022 | |
| LEUNG Kwok Tung, Fredric 梁國棟 | RE | 4 | 19 July 2022 | |
| LI Wen 李文 | RE | 4 | 02 February 2024 | |
| LI Wen 李文 | RE | 9 | 02 February 2024 | |
| LI Wen 李文 | RE | 1 | 02 February 2024 | |
| LOH Ngiap Chien, Derek 盧業展 | RO | 1 | 04 April 2023 | |
| LOH Ngiap Chien, Derek 盧業展 | RE | 1 | 16 May 2019 | 14 June 2019 |
| LOH Ngiap Chien, Derek 盧業展 | RO | 9 | 15 May 2019 | |
| LOH Ngiap Chien, Derek 盧業展 | RO | 4 | 15 May 2019 | |
| LOH Ngiap Chien, Derek 盧業展 | RE | 9 | 23 April 2019 | 15 May 2019 |
| LOH Ngiap Chien, Derek 盧業展 | RE | 4 | 23 April 2019 | 15 May 2019 |
| LOUIE ON LAI 雷安麗 | RE | 9 | 11 December 2017 | |
| LUK Wai Hung, David 陸偉鴻 | RE | 9 | 06 March 2024 | |
| LUK Wai Hung, David 陸偉鴻 | RE | 4 | 06 March 2024 | |
| MING Chi Ho, Edward 明智豪 | RE | 4 | 19 September 2019 | 17 July 2020 |
| MING Chi Ho, Edward 明智豪 | RE | 9 | 22 August 2019 | 17 July 2020 |
| MOK Chue Man 莫鑄文 | RE | 1 | 26 January 2023 | |
| MOK Chue Man 莫鑄文 | RE | 4 | 04 January 2023 | |
| MOK Chue Man 莫鑄文 | RE | 9 | 04 January 2023 | |
| NIP Wai Man 聶惠敏 | RE | 9 | 21 February 2024 | |
| PANG Wing Fai 彭永輝 | RE | 1 | 01 September 2021 | |
| PANG Wing Fai 彭永輝 | RE | 9 | 19 November 2018 | |
| PANG Wing Fai 彭永輝 | RE | 4 | 07 January 2019 | |
| PANG Wing Fai 彭永輝 | RE | 1 | 07 January 2019 | 14 June 2019 |
| PUN SHAILESH | RE | 9 | 11 October 2022 | |
| SIU Kai Yun 蕭嘉茵 | RE | 9 | 24 November 2020 | 01 June 2021 |
| SIU Kai Yun 蕭嘉茵 | RE | 4 | 11 January 2021 | 01 June 2021 |
| TAM Chun Wing Ray 譚雋永 | RO | 1 | 25 November 2022 | 06 March 2023 |
| TAM Chun Wing Ray 譚雋永 | RO | 1 | 18 June 2021 | 28 October 2022 |
| TAM Chun Wing Ray 譚雋永 | RO | 9 | 07 January 2019 | 28 October 2022 |
| TAM Chun Wing Ray 譚雋永 | RO | 1 | 07 January 2019 | 14 June 2019 |
| TAM Chun Wing Ray 譚雋永 | RE | 9 | 05 September 2018 | 07 January 2019 |
| TAM Chun Wing Ray 譚雋永 | RO | 4 | 07 January 2019 | 28 October 2022 |
| TANG Tsz Ting 鄧紫婷 | RE | 9 | 25 May 2022 | |
| TANG Tsz Ting 鄧紫婷 | RE | 4 | 25 May 2022 | |
| TANG Tsz Ting 鄧紫婷 | RE | 1 | 18 May 2022 | |
| TSAO Hung Wai 曹雄偉 | RE | 9 | 07 September 2022 | |
| WONG CHEK CHI 王卓知 | RE | 9 | 20 October 2020 | |
| WONG Hoi Hung 王海紅 | RE | 9 | 12 January 2024 | 23 March 2024 |
| WONG PUI KIE 王珮琪 | RE | 9 | 23 November 2021 | 01 October 2022 |
| WONG Pang Chak 王澎澤 | RE | 1 | 28 August 2023 | |
| WONG Pang Chak 王澎澤 | RE | 4 | 08 September 2023 | |
| WONG Pang Chak 王澎澤 | RE | 9 | 08 September 2023 | |
| WONG Pui Shan 王佩珊 | RE | 9 | 05 August 2021 | |
| XU Shaohong, Alex 許少宏 | RE | 9 | 26 August 2022 | 17 August 2023 |
| XU Xiaofan 徐晓帆 | RE | 9 | 09 January 2024 | |
| YAN KAI 顏凱 | RE | 4 | 09 June 2023 | |
| YAN KAI 顏凱 | RE | 9 | 09 June 2023 | |
| YAN KAI 顏凱 | RE | 1 | 09 June 2023 | |
| YAN Lok Hang 殷樂恒 | RE | 9 | 13 July 2023 | |
| YAN Lok Yi 殷樂怡 | RE | 9 | 04 January 2022 | 17 August 2022 |
| YANG Pei Jung 楊蓓蓉 | RE | 9 | 21 March 2023 | 31 December 2023 |
| YAO Yuan 姚媛 | RE | 9 | 10 December 2018 | 21 December 2018 |
| YEH Jyh-jia 葉治家 | RE | 9 | 30 August 2022 | 01 March 2023 |
| YEU KING NGOK 邱景岳 | RE | 9 | 11 December 2017 | |
| YEUNG Man Tsit 楊文婕 | RE | 9 | 21 August 2018 | 07 May 2021 |
| YEUNG Yuen Sum 楊宛心 | RE | 9 | 02 August 2019 | |
| YUNG Siu Wa 翁少華 | RE | 9 | 28 December 2017 | 09 February 2018 |
| YUNG Siu Wa 翁少華 | RO | 9 | 09 February 2018 | 25 October 2018 |
| YUNG Siu Wa 翁少華 | RO | 1 | 08 October 2018 | 25 October 2018 |
| YUNG Siu Wa 翁少華 | RO | 4 | 08 October 2018 | 25 October 2018 |
| ZHANG Ruolan 張若蘭 | RE | 9 | 11 January 2023 |