SFC Licences of BANSAL Navneet Kumar
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | 2 | 17 August 2017 | |
| Merrill Lynch Far East Limited | RO | 1 | 17 August 2017 | |
| Merrill Lynch Far East Limited | RE | 2 | 26 August 2010 | 17 August 2017 |
| Merrill Lynch Far East Limited | RE | 1 | 25 June 2010 | 17 August 2017 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 25 June 2010 | 26 August 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 June 2010 | |
| UBS Securities Hong Kong Limited | RE | 1 | 27 May 2009 | 25 March 2010 |
| UBS Securities Asia Limited | RE | 1 | 24 August 2006 | 25 March 2010 |
| UBS Securities Asia Limited | RE | 2 | 24 August 2006 | 25 March 2010 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 24 August 2006 | 25 March 2010 |