SFC Licences of CHUNG Pui Ling 鍾佩玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 27 November 2019 | 30 June 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 30 June 2022 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 21 August 2006 | 30 June 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 August 2006 | 02 October 2017 |