SFC Licences of LAU Jing Yeung, William 劉正揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Target Securities International Limited 泰達證券國際有限公司 | RE | 9 | 04 June 2019 | 30 November 2020 |
| Target Securities International Limited 泰達證券國際有限公司 | RE | 4 | 04 June 2019 | 30 November 2020 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 | RE | 9 | 15 November 2017 | 19 January 2018 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 | RE | 4 | 15 November 2017 | 19 January 2018 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 | RE | 1 | 15 November 2017 | 19 January 2018 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 04 February 2008 | 22 April 2008 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 04 February 2008 | 22 April 2008 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 04 February 2008 | 22 April 2008 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 6 | 19 January 2007 | 08 January 2008 |
| Neutral Financial Holding Company Limited 中和金控有限公司 | RE | 1 | 19 January 2007 | 08 January 2008 |