SFC Licences of CHAN Wai Sang 陳偉生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Head & Shoulders Securities Limited 聯合證券有限公司	RO	2	22 November 2018
Head & Shoulders Asset Management Limited 聯合資產管理有限公司	RO	9	12 July 2013
Head & Shoulders Asset Management Limited 聯合資產管理有限公司	RE	9	21 May 2012	12 July 2013
Head & Shoulders Securities Limited 聯合證券有限公司	RO	4	11 January 2012
Head & Shoulders Securities Limited 聯合證券有限公司	RO	1	11 January 2012
Head & Shoulders Securities Limited 聯合證券有限公司	RE	2	23 November 2011	13 July 2012
Head & Shoulders Securities Limited 聯合證券有限公司	RE	9	23 November 2011	21 May 2012
Head & Shoulders Securities Limited 聯合證券有限公司	RE	4	23 November 2011	11 January 2012
Head & Shoulders Securities Limited 聯合證券有限公司	RE	1	23 November 2011	11 January 2012
Sino Capital Securities Limited 國順證券有限公司	RO	1	28 June 2011	16 November 2011
Sino Capital Securities Limited 國順證券有限公司	RE	1	25 May 2011	28 June 2011
Huarong International Securities Limited 華融國際證券有限公司	RO	4	02 June 2010	20 November 2010
Huarong International Securities Limited 華融國際證券有限公司	RO	1	02 June 2010	20 November 2010
Huarong International Securities Limited 華融國際證券有限公司	RE	2	22 January 2009	20 November 2010
Huarong International Securities Limited 華融國際證券有限公司	RE	4	28 October 2008	02 June 2010
Huarong International Securities Limited 華融國際證券有限公司	RE	1	28 October 2008	02 June 2010
Head & Shoulders Securities Limited 聯合證券有限公司	RE	9	02 September 2008	22 March 2010
Head & Shoulders Securities Limited 聯合證券有限公司	RE	4	02 September 2008	30 April 2009
Head & Shoulders Securities Limited 聯合證券有限公司	RE	1	08 March 2007	30 April 2009