SFC Licences of LAM Wai Yu 林慧瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 4 | 25 June 2015 | 07 May 2017 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 15 July 2014 | 07 May 2017 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 1 | 24 February 2014 | 10 August 2015 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 18 June 2010 | 26 January 2011 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 16 October 2006 | 18 June 2010 |