SFC Licences of LEE Shu-ching 李淑菁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 01 December 2017 | |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 20 October 2006 | 09 May 2008 |