SFC Licences of KO Man Ho 高文灝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 October 2011 | 09 November 2013 |
Merrill Lynch Far East Limited | RE | 2 | 01 September 2011 | 09 November 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 September 2011 | 09 November 2013 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 28 August 2006 | 08 August 2011 |