SFC Licences of LAN Shunxiang 蘭順祥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yahao Capital Limited 亞豪資本有限公司 | RO | 9 | 29 April 2019 | |
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 | RE | 4 | 21 July 2009 | 12 April 2010 |
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 | RE | 1 | 21 July 2009 | 12 April 2010 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 22 October 2007 | 21 November 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 24 September 2007 | 21 November 2008 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 16 February 2007 | 16 August 2007 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 29 August 2006 | 20 January 2007 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 29 August 2006 | 20 January 2007 |